Representation before Regulatory Authorities
CySEC (Cyprus Securities and Exchange Commission) acts as the chief oversight authority for the Cyprus Stock Exchange, investment firms, and related financial entities. Established under the Cyprus Securities and Exchange Commission Law of 2001, CySEC supervises, authorizes, and monitors Cyprus Investment Firms (CIFs) to ensure legal compliance and market stability. A company must receive CySEC authorization to operate as an investment firm in Cyprus. Among CySEC’s duties is supervising the stock exchange and listed securities, monitoring investment service providers and collective investment funds, and inspecting listed entities, brokerage companies, and investment advisors. It can demand information from relevant entities, grant or retract operational permissions, and enforce sanctions, which may include fines or disciplinary actions, on violators of stock market legislation. If a company or individual is accused of fraud or misconduct, CySEC penalties may be significant, which may include expulsion, suspension, fines, or criminal prosecution. P.N. Kourtellos & Associates offers robust defense services, advocating for clients in disciplinary proceedings or contesting administrative decisions to protect their interests.
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