Representation before Regulatory Authorities
The Cyprus Securities and Exchange Commission (CySEC) serves as the main regulator supervising financial entities, including the Cyprus Stock Exchange and investment firms. Established under the Cyprus Securities and Exchange Commission Law of 2001, CySEC controls, licenses, and evaluates Cyprus Investment Firms (CIFs) for legal compliance and to maintain market stability. Any company wishing to operate as an investment firm in Cyprus must be authorized by CySEC. Among CySEC’s duties is supervising the stock exchange and listed securities, overseeing investment services companies and collective investment schemes, and inspecting listed entities, brokerage companies, and investment advisors. The commission is empowered to demand information from relevant parties, issue or withdraw licenses, and impose sanctions, including administrative fines and disciplinary measures, on violators of stock market legislation. In cases of alleged fraud or misconduct, CySEC sanctions can be severe, including expulsion, suspension, fines, or even criminal charges. P.N. Kourtellos & Associates delivers aggressive legal representation, defending clients in disciplinary hearings and pursuing legal measures against administrative rulings to protect their interests.
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