Representation before Regulatory Authorities
CySEC (Cyprus Securities and Exchange Commission) serves as the main regulator supervising financial entities, including the Cyprus Stock Exchange and investment firms. Created through the Cyprus Securities and Exchange Commission Law of 2001, CySEC oversees, approves, and regulates Cyprus Investment Firms (CIFs) to ensure legal compliance and market stability. A company must receive CySEC authorization to operate as an investment firm in Cyprus. CySEC is responsible for overseeing the stock exchange and securities listed on it, monitoring investment service providers and collective investment funds, and inspecting listed entities, brokerage companies, and investment advisors. The commission is empowered to demand information from relevant parties, grant or retract operational permissions, and apply sanctions, such as fines and penalties, on violators of stock market legislation. For companies or individuals facing allegations of misconduct or fraud, CySEC penalties may be significant, which may include expulsion, suspension, fines, or criminal prosecution. P.N. Kourtellos & Associates offers robust defense services, defending clients in disciplinary hearings and pursuing legal measures against administrative rulings to protect their interests.
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