Representation before Regulatory Authorities
CySEC (Cyprus Securities and Exchange Commission) is the principal regulatory body overseeing financial entities, including the Cyprus Stock Exchange and investment firms. Established under the Cyprus Securities and Exchange Commission Law of 2001, CySEC controls, licenses, and evaluates Cyprus Investment Firms (CIFs) for legal compliance and to maintain market stability. A company must receive CySEC authorization to operate as an investment firm in Cyprus. CySEC is responsible for overseeing the stock exchange and securities listed on it, monitoring investment service providers and collective investment funds, and inspecting listed entities, brokerage companies, and investment advisors. The commission is empowered to demand information from relevant parties, grant or retract operational permissions, and apply sanctions, such as fines and penalties, on violators of stock market legislation. If a company or individual is accused of fraud or misconduct, the penalties imposed by CySEC can be harsh, ranging from expulsion, suspension, and fines to criminal charges. P.N. Kourtellos & Associates provides a strong defense, representing clients in disciplinary negotiations or taking legal action against administrative decisions to protect their interests.
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