Representation before Regulatory Authorities
CySEC (Cyprus Securities and Exchange Commission) is the principal regulatory body overseeing financial entities, including the Cyprus Stock Exchange and investment firms. Established under the Cyprus Securities and Exchange Commission Law of 2001, CySEC oversees, approves, and regulates Cyprus Investment Firms (CIFs) for legal compliance and to maintain market stability. Any company wishing to operate as an investment firm in Cyprus must be authorized by CySEC. Among CySEC’s duties is supervising the stock exchange and listed securities, monitoring investment service providers and collective investment funds, and inspecting listed entities, brokerage companies, and investment advisors. The commission is empowered to demand information from relevant parties, issue or withdraw licenses, and impose sanctions, including administrative fines and disciplinary measures, on violators of stock market legislation. In cases of alleged fraud or misconduct, the penalties imposed by CySEC can be harsh, which may include expulsion, suspension, fines, or criminal prosecution. P.N. Kourtellos & Associates provides a strong defense, defending clients in disciplinary hearings and pursuing legal measures against administrative rulings to protect their interests.
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