
Representation before Regulatory Authorities
The Cyprus Securities and Exchange Commission (CySEC) is the principal regulatory body overseeing the Cyprus Stock Exchange, investment firms, and related financial entities. Created through the Cyprus Securities and Exchange Commission Law of 2001, CySEC supervises, authorizes, and monitors Cyprus Investment Firms (CIFs) for legal compliance and to maintain market stability. CySEC authorization is mandatory for companies operating as investment firms in Cyprus. CySEC is responsible for overseeing the stock exchange and securities listed on it, monitoring investment service providers and collective investment funds, and conducting inspections of listed companies, brokerage firms, and investment consultants. CySEC has the authority to request information from any relevant entity, grant or retract operational permissions, and apply sanctions, such as fines and penalties, on violators of stock market legislation. If a company or individual is accused of fraud or misconduct, CySEC sanctions can be severe, including expulsion, suspension, fines, or even criminal charges. P.N. Kourtellos & Associates provides a strong defense, representing clients in disciplinary negotiations or taking legal action against administrative decisions to protect their interests.
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